| Petitioner, |
| Respondent. |
_____________________
ON WRIT OF CERTIORARI
TO
THE TEXAS COURT OF CRIMINAL APPEALS
______________________
|
WILLIAM
M. KUNSTLER
|
| 1.
Whether Tex. Penal Code Ann. § 42.09(a)(3),
which penalizes such "physical mistreat[ment]" of "a national flag" as the
actor "knows will seriously offend one or more persons likely to observe
or discover his action," facially violates the First and Fourteenth Amendments
to the United States Constitution. 2. Whether Tex. Penal Code Ann. § 42.09(a)(3), as applied to the peaceful burning of an American flag at an overtly political demonstration, an act of symbolic speech closely akin to pure speech, violates the First and Fourteenth Amendments to the United States Constitution. |
| QUESTION PRESENTED.....................................................................i | ||
| TABLE OF AUTHORITIES.................................................................iv | ||
| STATEMENT OF THE CASE ..............................................................1 | ||
| INTRODUCTION..............................................................................1 | ||
Statement
of Facts........................................................................2
|
||
| SUMMARY OF ARGUMENT................................................................8 | ||
|
ARGUMENT .................................................................................10 |
|
I. SECTION 42.09(a)(3) MUST SATISFY STRICT FIRST AMENDMENT SCRUTINY BECAUSE IT PROHIBITS CONDUCT SOLELY ON THE BASIS OF ITS COMMUNICATIVE IMPACT ............................................10 |
|
III. SECTION 42.09(a)(3) IS UNCONSTITUTIONAL AS APPLIED TO THE FLAGBURNING AT ISSUE IN THIS CASE 30 .....................................................................................10 |
| CONCLUSION..............................................................8 |
| Cases | |
| Arkansas Writers' Project, Inc. v. Ragland, 107 S. Ct. 1722 (1987)....................... 20 | |
| Bachellar v. Maryland, 397 U.S. 564 (1970) .............................................19,23,27 | |
| Boos v. Barry, 108 S. Ct. 1157 (1988) ...................................................9, passim | |
| Brandenburg v. Ohio, 395 U.S. 444 (1969)....................................................... 29 | |
| Broadrick v. Oklahoma, 413 U.S. 601 (1973) .....................................................24 | |
| Brown v. Louisiana, 383 U.S. 131 (1966) .........................................................33 | |
| Buckley v. Valeo, 424 U.S. 1 (1976) ...............................................................12 | |
| Chaplinsky v. New Hampshire, 315 U.S. 568 (1942)....................................... 23,29 | |
| City of Houston v. Hill, 107 S. Ct. 2502 (1987) ......................................20, passim | |
| Coates v. Cincinnati, 402 U.S. 611 (1971) ...............................................19,24,25 | |
| Cohen v. California, 403 U.S. 15 (1971).......................................................23,29 | |
| Community for Creative Non-Violence v. Watt, 703 F.2d 586 (1983) (en banc), rev'd sub nom. Clark v. Community for Creative Non-Violence, 468 U.S. 288 (1984) ............................................................................................................11,12 | |
| Connally v. General Construction Co., 269 U.S. 385 (1926) .................................24 | |
| Consolidated Edison Co. v. Public Service Commission of New York, 447 U.S. 530 (1980) ......................................................................................................17 | |
| Cox v. Louisiana, 379 U.S. 536 (1965) ............................................................19 | |
| FCC v. Pacifica Foundation, 438 U.S. 726 (1978) ..............................................18 | |
| Goguen v. Smith, 471 F.2d 88 (1st Cir. 1972), aff'd, 415 U.S. 566 (1974) ..............32 | |
| Hoffman Estates v. Flipside, Hoffman Estates, Inc, 455 U.S. 489 (1982).............25,28 | |
| Hustler Magazine, Inc. v. Falwell, 108 S. Ct. 876 (1988) .....................................19 | |
| Johnson v. State, 706 S.W.2d 120 (Tex. App.-Dallas 1986).............................. 6,30 | |
| Jones v. Wade, 479 F.2d 1176 (5th Cir. 1973).................................................. 23 | |
| Kime v. United States, 459 U.S. 949 (1982) .................................................11,22 | |
| Kolender v. Lawson, 461 U.S. 352 (1983) ....................................................20,24 | |
| Members of City Council v. Taxpayers for Vincent, 466 U.S. 789 (1984) ............13,20 | |
| Monroe v. State Court of Fulton County, 739 F.2d 568 (11th Cir. 1984) ........12,22,23 | |
| Murdock v. Memphis, 87 U.S. (20 Wall.) 590 (1875) ...........................................23 | |
| New York State Club Assn. v. City of New York, 108 S. Ct. 2225 (1988) ................24 | |
| Police Department of Chicago v. Mosley, 408 U.S. 92 (1972) ...............................13 | |
| Schacht v. United States, 398 U.S. 58 (1970) ..................................................14 | |
| Schad v. Borough of Mount Ephraim, 452 U.S. 61 (1981) ....................................14 | |
| Schneider v. New Jersey, 308 U.S. 147 (1939) .................................................14 | |
| Smith v. Goguen, 415 U.S. 566 (1974) .................................................19, passim | |
| Spence v. Washington, 418 U.S. 405 (1974) .........................................11, passim | |
| Street v. New York, 394 U.S. 576 (1969) ..............................................16, passim | |
| Stromberg v. California, 283 U.S. 359 (1931) ...............................................31,33 | |
| Terminiello v. City of Chicago, 337 U.S. 1 (1949) ..........................................18,23 | |
| Tinker v. Des Moines Ind. Comm. School District, 393 U.S. 503 (1969) .......22, passim | |
| United States v. O'Brien, 391 U.S. 367 (1968) ........................................8, passim | |
| West Virginia State Board of Education v. Barnette, 319 U.S. 624 (1943)..... 8, passim |
| Constitutional and Statutory Provisions | |
| U.S. Constitution, Amendment I ............................................................1, passim | |
| U.S. Constitution, Amendment XIVs .......................................................1, passim | |
| 36 U.S.C. §§ 174-77.................................................................................... 29 | |
| 36 U.S.C. § 176(k) ......................................................................................14 | |
| Tex. Penal Code Ann. § 42.01 (Vernon 1974 and Supp. 1987)........................... 7,23 | |
| Tex. Penal Code Ann. § 42.09 (Vernon 1974) ..........................................2, passim | |
| Other Authorities | |
| G. Drage, Criminal Code of the German Empire (Novella of 1876) (1885) .................16 | |
| Ely, Flag Desecration: A Case Study in the Roles of Categorization and Balancing in First Amendment Analysis, 88 Harv. L. Rev. 1482 (1975) .....................................................................................................11, passim | |
| Henkin, The Supreme Court, 1967 Term -- Foreword: On Drawing Lines, 82 Harv. L. Rev. 63 (1968) ......................................................................................................31 | |
| D. Manwaring, Render Unto Caesar: The Flag Salute Controversy (1962) ...............12 | |
| Nimmer, The Meaning of Symbolic Speech Under the First Amendment, 21 U.C.L.A. L. Rev. 29 (1973) ............................................................................................12, 21, 31 | |
| Note, Freedom of Speech -- Desecration of National Symbols As Protected Political Expression, 66 Mich. L. Rev. 1040 (1968) ...............................................................................................................26 | |
| M. Talocci, Guide to the Flags of the World (rev. ed. 1977) ................................32 | |
| L. Tribe, American Constitutional Law (2d ed. 1988) ..........................................31 | |
| B. Tuchman, The First Salute 48-49 (1988) .....................................................13 | |
| United States War Dept. Pamphlet No. 31-122, Statutory Criminal Law of Germany (August 1946) 1.......................................................................................................6 |
Introduction
The issue in this case is whether the State of Texas
(hereinafter "Texas" or "the State") can inflict criminal penalties for the
peaceful burning of a flag during a political demonstration, under a statute
that proscribes such "physical mistreat[ment]" of the flag as "the actor knows
will seriously offend one or more persons likely to discover his action." The
Texas Court of Criminal Appeals, measuring its own state statute against the
First and Fourteenth Amendments to the United States Constitution, held the
statute unconstitutional as applied to Mr. Johnson's constitutionally protected
expression. This Court should affirm.
Statement
of Facts
On August 22, 1984, during the Republican National Convention in Dallas, Texas,
a political demonstration entitled the "Republican War Chest Tour" culminated
in the burning of a flag of the United States in front of Dallas City Hall.
Respondent Gregory Lee Johnson was subsequently convicted under Texas Penal
Code § 42.09(a)(3), which prohibits
"Desecration of a Venerated Object." He was sentenced to one year in prison
and a $2,000 fine. The statute under which Mr. Johnson was convicted classifies
"a state or national flag" as a "venerated object," and defines "desecrate"
as follows: 'desecrate' means deface, damage or otherwise physically mistreat
in a way that the actor knows will seriously offend one or more persons likely
to observe or discover his action.
Tex.
Penal Code Ann. § 42.09(b) (Vernon
1974)1.
Under the judge's instructions to the jury, Mr. Johnson could be convicted if
he himself desecrated the flag, or if he "encourage[d]" another person to commit
the offense 2.
A. The Demonstration
The Republican War Chest Tour demonstration, which
was authorized in advance by the Dallas Police, (R.II-71-72), was overtly
political in character. Indeed, Texas concedes this. Pet. Br. i, 3 n.2;
see also (R.II-160-61) . Literature distributed during
the demonstration explained that it was designed to protest the policies of
the Reagan Administration and of certain American corporations located in Dallas,
and included a list of fourteen political slogans to be chanted during the demonstration.
Def. Exh. 1,2 (R.V-833-34). The slogans included: "Reagan, Mondale, which will
it be? Either one means World War III"; "Ronald Reagan, killer of the hour,
Perfect example of U.S. power"; and "Red, white & blue we spit on you, You stand
for plunder, you will go under." Id. Other chants and speeches criticized the
C.I.A.'s role in Nicaragua, corporate investment in South Africa, and police
brutality. (R.III-314, 354). The demonstration was punctuated by "political
theater," including several "die-ins" designed to dramatize the results of a
nuclear war. (R.IV-423, III-258).
The demonstration marched through the streets of
Dallas, stopping briefly at various corporate locations
along the way. It culminated at Dallas City Hall, where the group burned a flag
while chanting political slogans critical of the United States. (R.III-355,
II-90-91). The Texas Court of Criminal Appeals noted that the burning was
peaceful and led to no violence. (Pet. App. 3). After the flag was burned,
the demonstration concluded. (R.III-322). Texas has recounted in some detail
its witnesses
| some people who weren't local here, some people who came to protest what was going on and who I submit from the evidence, had different intentions than to make this city or this country sparkle. |
| if you look at this evidence from start to finish, the participating in the beginning, the literature, the last notations [R.C.Y.B.], the shirt, who he is, the chanting, the yelling, the megaphone, the encouragement, the having the [mega]phone, being there, wanting this to happen, there is no question he encouraged it at all. He's guilty as sin as far as the law of parties is concerned. |
| [S]ection § 42.09(a)(3) is so broad that it may be used to punish protected conduct which has no propensity to result in breaches of the peace. 'Serious offense' does not always result in a breach of the peace . . . One cannot equate 'serious offense' with incitement to breach the peace. |
Mr. Johnson maintains that Tex. Penal Code Ann. §
42.09(a)(3) is unconstitutional both on
its face and as applied to the symbolic speech for which he was convicted.
As this Court held forty-six years ago when confronted with another statutory
regulation of respect for the flag, the dual principles of freedom of expression
and government by the people prohibit the State from mandating respect for
its icons by imprisoning those who express disrespect. West Virginia State
Board of Education v. Barnette, 319 U.S. 624, 640-42 (1943).
a.
Section § 42.09(a)(3) must be
analyzed under the same First Amendment analysis applicable to "pure" speech,
because it singles out conduct for punishment solely on the basis of its communicative
effect, namely, that which "seriously offends." The less stringent test articulated
in United States
v. O'Brien, 391 U.S. 367 (1968), is inapplicable, because neither the
statute nor the State's interests are "unrelated to expression."
b.
Section § 42.09(a)(3) is facially
unconstitutional, first, because it imposes a viewpoint-based restriction
on political expression. Texas explicitly asserts that its interest is to
promote one view -- that the flag is a symbol of nationhood and national unity.
The First Amendment, however, mandates viewpoint-neutrality, and accordingly
Texas may not "prescribe what is orthodox" concerning the flag's symbolic
meaning by prohibiting private persons from using private flags to express
opposing points of view. Barnette, 319 U.S. at 642.
c.
However, as in its previous flag misuse and desecration cases, the
Court may continue to reserve the question whether a state may proscribe
flagburning per se. Because § 42.09(a)(3)
singles out conduct that will "seriously offend one or more persons," the
statute violates the First Amendment's prohibition on content-based discrimination,
and its invalidation is compelled by this Court's recent decision in Boos
v. Barry, 108 S. Ct. 1157 (1988). The First Amendment forbids the proscription
of expression on the basis of the likely hostile reactions of an audience,
and the asserted state interests -- to preserve the flag as a symbol of nationhood
and to prevent breaches of the peace -- do not justify §
42.09(a)(3)'s infringement of First Amendment freedoms.
d.
Third, and again whether or not a state may proscribe flagburning per se,
§ 42.09(a)(3) is unconstitutionally
vague and overbroad. It is vague because it requires one who seeks to "physically
mistreat" the flag to place himself or herself in the shoes of wholly unidentifiable
third persons in order to gauge whether they will be "seriously" offended,
an impossible inquiry. And because the First Amendment protects "seriously
offen[sive]" expression, the statute's prohibition casts an impermissibly
wide net over clearly protected First Amendment activity.
e. Even if the
Court concludes that § 42.09(a)(3)
survives a facial challenge, it must nonetheless affirm the Texas Court of
Criminal Appeals' conclusion that it is unconstitutional as applied to Mr.
Johnson. Mr. Johnson was convicted for peacefully burning a flag in an overtly
political demonstration, clearly protected expression. Moreover, it appears
that his conviction
may have rested in part on his words and associations, and not solely on the
flagburning.
The subject matter of this case -- desecration of
the national flag -- stirs strong emotions precisely because of the flag's
unique symbolic power. But as this Court recognized in Barnette, 319 U.S.
at 642, that fact only underscores the need for constitutional protection
of this form of expression: "Freedom
to differ is not limited to things that do not matter much . . . . The test
of its substance is the right to differ as to things that touch the heart
of the existing order."
| freedom of expression makes the communicative nature of conduct an inadequate basis for singling out that conduct for proscription. A law directed at the communicative nature of conduct must, like a law directed at speech itself, be justified by the substantial showing of need that the First Amendment requires. |
703 F.2d at 622 (Scalia, J., dissenting) (original emphasis); see also Ely, Flag Desecration: A Case Study in the Roles of Categorization and Balancing in First Amendment Analysis, 88 Harv. L. Rev. 1482, 1497-98 (1975). The Court has consistently held violative of the First Amendment statutes "aimed precisely at the communicative effect of . . . conduct." 703 F.2d at 624 (citing cases). Section 42.09(a)(3) is such a statute, and is therefore subject to traditional First Amendment scrutiny.
For the same reason, the inquiry set forth in United States v. O'Brien, 391 U.S. 367, 377 (1968), does not apply. Where the government's interest is "directly related to expression . . . the four-step analysis of United States v. O'Brien is inapplicable." Spence v. Washington, 418 U.S. 405, 414 n.8 (1974); Kime v. United States, 459 U.S. 949, 952-53 (1982) (Brennan, J., dissenting from denial of certiorari); Ely, Flag Desecration, 88 Harv. L. Rev. at 1484, 1496-97. Here, both the statute on its face and the government's asserted interests are directly related to the suppression of expression11.| [T]here are some purported interests -- such as a desire to suppress support for . . . an unpopular cause, or to exclude the expression of certain points of view from the marketplace of ideas -- that are so plainly illegitimate that they would immediately invalidate the rule. The general principle . . . is that the First Amendment forbids the government to regulate speech in ways that favor some viewpoints or ideas at the expense of others. |
| Those who begin coercive elimination of dissent soon find themselves eliminating dissenters. Compulsory unification of opinion achieves only the unanimity of the graveyard . . . the First Amendment to our Constitution was designed to avoid these ends by avoiding these beginnings. |
| 'If there is any fixed star in our constitutional constellation, it is that no official, high or petty, can prescribe what shall be orthodox in politics, nationalism, religion or other matters of opinion.' |
| a. Preserving The Flag As A Symbol of National Unity Is An Impermissible Justification For A Restriction On Expression |
| b. Section 42.09(a)(3) Is Not Narrowly Tailored To The State's Asserted Interest In Preventing Breaches Of The Peace |
| Section 42.09(a)(3) is so broad that it may be used to punish protected conduct which has no propensity to result in breaches of the peace. 'Serious offense' does not always result in a breach of the peace. . . . One cannot equate 'serious offense' with incitement to breach the peace. |
(Pet.
App. 13). This interpretation by Texas's highest court for criminal appeals
of a Texas criminal statute is binding on this Court. See, e.g., Murdock v.
Memphis, 87 U.S. (20 Wall.) 590, 626 (1875). In light of that construction,
the Court cannot find that § 42.09(a)(3) is narrowly tailored to prevent
breaches of the peace. This Court has repeatedly struck down similarly broad
statutes allegedly directed at preventing breaches of the peace. Cohen v.
California, 403 U.S. 15 (1971); Bachellar, 397 U.S. at 566-67; Terminiello,
337 U.S. at 425.
The Texas Court of Criminal Appeals also noted that
Texas has another statute directly addressed to words and conduct that tend
to incite an immediate breach of the peace, Tex. Penal Code Ann. § 42.01.26.
As this Court stated in Boos v. Barry, the existence of another statute more
narrowly tailored to the asserted state interest supports the conclusion that
the challenged statute is not narrowly tailored and cannot withstand First
Amendment scrutiny. 108 S. Ct. at 1166-67.
|
(1)
displaying the flag in "inclement weather," or after sunset without
"proper illuminat[ion]"; |
See 36 U.S.C.
§ 174-77. Moreover, as noted above, virtually any conduct regarding the
flag has the potential of "seriously offend(ing)" someone. Thus,
§ 42.09(a)(3) proscribes an almost infinite range of protected activity
Section 42.09(a)(3)'s substantial overbreadth
is further illustrated
by comparing its broad prohibitions to the only two categories of expression
which the Court permits the State to prohibit on the basis of its effect on
others: speech that is intended and likely to produce imminent lawless action,
and "fighting words." Brandenburg v. Ohio, 395 U.S. 444, 447 (1969); Cohen
v. California, 403 U.S. at 20.
In Brandenburg,
the Court narrowly limited the scope of speech which may be proscribed in
order to prevent incitement of law violations to expression that is both "directed
to inciting or producing imminent lawless action" and "likely to incite or
produce such action." 395 U.S. at 447. Statutes that do not draw that narrow
line, like § 42.09(a)(3), are
facially unconstitutional. Id.
Nor is Texas's statute directed to prohibit "fighting
words." Chaplinsky v. New Hampshire, 315 U.S. 568 (1942). The Court's decision
in Street compels this conclusion, for that case held that the statement "we
don't need no damn flag," made while burning an American flag, was not so
"inherently inflammatory" as to come within the class of "fighting words."
Street, 394 U.S. at 592; see also Cohen v. California, 403 U.S. at 20-21 ("fighting
words" doctrine applies only where speech is directed at a particular individual
and is so "personally abusive" that it is "inherently likely to provoke violent
reaction"); City of Houston v. Hill, 107 S. Ct. at 2510 (same).
Thus,
§ 42.09(a)(3) is substantially overbroad for much the same reason that
it is impermissibly vague: it seeks to punish expression that "seriously offends"
others, and this Court has held that such speech is protected.
III.
SECTION 42.09(a)(3) IS UNCONSTITUTIONAL AS APPLIED TO THE FLAGBURNING AT ISSUE
IN THIS CASE
If
the Court concludes that § 42.09(a)(3)
is not unconstitutional on its face, it should nonetheless uphold the Texas
Court of Criminal Appeals' decision that the statute is unconstitutional as
applied in this case. This conclusion is required because: (1) the peaceful
burning of a flag at the culmination of a political demonstration is protected
symbolic speech; and (2) Mr. Johnson may have been convicted for his words
and affiliations.
A. The Flagburning
At Issue In This Case Was Symbolic Speech Every judge to address whether the
flagburning in this case was symbolic speech has concluded that it was, including
even those who voted to uphold Mr. Johnson's conviction. See Pet. App. 8-10
(Texas Court of Criminal Appeals majority opinion); Pet. App. 25 (dissenting
opinion); Johnson v. State, 706 S.W.2d at 123 (opinion of then-Judge Vance).
According to then-Judge Vance, the State itself did not dispute that Mr. Johnson's
conduct was symbolic speech at the Dallas County appeal level. 706 S.W.2d
at 123.
The State now asserts that Mr. Johnson's alleged activity
was not symbolic speech, but fails to offer any rationale to support is assertion34.
Instead, the State argues that the statute satisfies the test for regulation
of symbolic speech set out in United States v. O'Brien. Pet. Br. 10-11. Amici
similarly do not offer any rationale for concluding that Mr. Johnson's alleged
conduct did not constitute symbolic speech, and instead argue that the state's
regulation was directed at the flagburning's conduct element, not the speech
element. Amici Br. of Washington Legal Foundation 3-5. But as commentators
have unanimously noted, the distinction between the conduct element and the
speech element of expressive conduct is a futile one35.
| [W]hen the object is a pure symbol, such as the flag . . . any individualized activity with regard to it outside of the purely logistical activity of maintaining it or storing of it is bound to convey a message of fealty or revulsion and 'is closely akin to pure speech.' |
Goguen
v. Smith, 471 F.2d 88, 99 (1st Cir. 1972), aff'd, 415 U.S. 566 (1974)36
Moreover, precisely because its message is nonverbal, the symbolism of flagburning
cuts across language barriers to reach the international community abroad,
the foreign-language speaking community here, and even the illiterate. In
the age of broadcast media, sound bites, and instantly-transmitted television
images, flagburning, no less than the sit-ins of the civil rights movement,
provides a powerful medium for the message of dissent from government policies
or disrespect for the government itself. 37
For these reasons, this Court has frequently recognized that the absence of
words in no way diminishes the First Amendment protection accorded to political
expression. See, e.g., Tinker v. Des Moines School District, 393 U.S. 503
(wearing of black armbands to protest Vietnam War); Brown v. Louisiana, 383
U.S. 131 (1966) (sit-in to protest segregation); Stromberg v. California,
283 U.S. 359 (flying of red flag to symbolize opposition to organized government).
| if you look at this evidence from start to finish, the participating in the beginning, the literature, the last notations [R.C.Y.B.], the shirt, who he is, the chanting, the yelling, the megaphone, the encouragement, the having the [mega]phone, being there, wanting this to happen, there is no question he encouraged it at all. He's guilty as sin as far as the law of parties is concerned. |
For all
the above reasons, the decision of the Texas Court of Criminal Appeals
should be affirmed39.
Respectfully
submitted,
WILLIAM
M. KUNSTLER (Counsel of Record),
13 Gay Street, New York, New York 10014, (212) 924-5661
DAVID D. COLE, CENTER FOR CONSTITUTIONAL RIGHTS,
666 Broadway -- 7th Floor, New York,
New York 10012, (212) 614-6464
Of Counsel: MARTHA CONRAD, 180 North La Salle, Chicago, Illinois 60601,
(312) 609-0007.
1) Tex. Penal Code Ann. [section symbol] 42.09(a)(3) incorporates
this definition, and therefore the statute will be referred to hereinafter
as [section symbol] 42.09(a)(3).
2) The instruction, known as the "law
of parties," provided that "a person is criminally responsible for an offense
committed by the conduct of another if acting with intent to promote or
assist the commission of the offense, he solicits, encourages, directs,
aids, or attempts to aid the other person to commit the offense." (R.I-49).
3) Indeed, Texas's own witnesses testified
that, apart from his alleged role in the flagburning, Mr. Johnson neither
engaged in nor encouraged others to engage in any activities beyond shouting
so-called "obscenities" and knocking on glass doors. (R.II-44, 87, 155-57,
185).
4) Officer Stover testified that she
was seriously offended because "I've seen a lot of bad things, but nothing
that, I don't know, that shows quite that much respect being torn up like
that." (R.II-91). Officer Tucker explained that he was seriously offended
because "burning the flag shows disrespect for the country." (R.III-261).
In addition, an Army Corps of Engineers employee, Daniel Walker, testified
that the burning "deeply offended" him, again because it communicated a
lack of respect for the flag. (R.III-272, 276-80). No evidence was submitted
that anyone other than these governmental employees was "seriously offended"
by the flagburning
5) In addition, Mr. Johnson gave a summation
to the jury, in which he made clear the political nature of the expression:
The American Flag was burned as Ronald Reagan was being renominated as President.
And a more powerful statement of symbolic speech, whether you agree with
it or not, couldn't have been made at that time. It's quite a [juxtaposition].
We had new patriotism and no patriotism. (R.V-656).
6) After the Texas Court of Criminal
Appeals reversed Mr. Johnson's conviction on First Amendment grounds, the
Attorney General declined to file a petition for certiorari. However, he
permitted Mr. Vance, who had become the Dallas County Criminal District
Attorney, to file such a petition, in effect to defend his own prior opinion.
(Pet. Br. App. 1).
7) The Texas Court of Criminal Appeals
is the State of Texas's highest court for criminal appeals. See, e.g., City
of Houston v. Hill, 107 S. Ct. 2502, 2517 (1987) (Powell, J., concurring
in part and dissenting in part).
8) The court addressed only Mr. Johnson's
federal constitutional challenge, because it concluded that the lower appellate
court had not addressed his claim that the statute and his conviction thereunder
violated the Texas Constitution. (Pet. App. 7 n.6).
9) Section 42.01 provides, in pertinent
part:
(a) A person commits an offense if he intentionally or knowingly:
(1) uses abusive, indecent, profane, or vulgar language in a public place,
and the language by its very utterance tends to incite an immediate breach
of the peace;
(2) makes an offensive gesture or display in a public place, and the gesture
or display tends to incite an immediate breach of the peace.
Tex. Penal Code Ann. § 42.01 (Vernon 1974 and Supp. 1987), reproduced at
Pet. App. 30.
10) Mr. Johnson vigorously maintains
that the flagburning at issue in this case was protected symbolic expression,
but that determination is necessary only for his "as applied" challenge.
See Section III, infra.
11) The statute on its face proscribes
only that conduct which communicates a messagethat "will seriously offend"
others. The State's asserted interest in preserving the flag as a symbol
of national unity is specifically aimed at the communicative effect of flag
desecration, which the State asserts will undermine the State's exclusive
symbolic meaning for the flag. And the State's interest in preventing breaches
of the peace is aimed at the allegedly provocative content of the message
communicated. Monroe v. State Court of Fulton County, 739 F.2d 568, 574-75
(11th Cir. 1984); Nimmer, The Meaning of Symbolic Speech Under the First
Amendment, 21 U.C.L.A. L. Rev. 29, 53-57 (1973); Ely, Flag Desecration,
88 Harv. L. Rev. at 1497.
In O'Brien, the Court found that Congress's interest in an efficient registration
system was unrelated to the communicative nature of the act proscribed,
draft-card burning. The Court expressly distinguished those situations,
as here, where "the alleged governmental interest in regulating conduct
arises in some measure because the communication allegedly integral to the
conduct is itself thought to be harmful." O'Brien, 391 U.S. at 382; see
also Buckley v. Valeo, 424 U.S. 1, 17 (1976); Community for Creative Non-Violence
v. Watt, 703 F.2d at 625 (Scalia, J., dissenting).
12) The fact that the statutory prohibition
extends even to use of a privately-owned flag obviously distinguishes this
statute from one designed to proscribe "the act of burning a courthouse
to protest a judicial decision, or the act of burning a ROTC building to
protest the Vietnam War." Amicus Br. of Legal Affairs Council at 6.
13) The phenomenon of flag desecration
statutes was unknown to the Framers. Great Britain has never enacted legislation
prohibiting flag descration, and prior to 1896, no state legislation existed
compelling respect or veneration for the American flag. D. Manwaring, Render
Unto Caeser: The Flag Salute Controversy 2-3 (1962)
. Indeed, the first American flag was designed, not as the quasi-sacred
symbol of national unity that Texas describes, Pet. Br. 20-22, but merely
as a protective signal that the four vessels of the infant American Navy
were not pirate ships. B. Tuchman, The First Salute 48-49 (1988).
14) Texas's argument that persons can
still express dissent through other means, Pet. Br. 42, is unavailing. First,
"'one is not to have the exercise of his liberty of expression in appropriate
places abridged on the plea that it may be exercised in some other place.'"
Schad v. Borough of Mount Ephraim, 452 U.S. 61, 76-77 (1981) (quoting Schneider
v. New Jersey, 308 U.S. 147, 163 (1939)). Second, this statute selectively
relegates to "other means" only those who seek to express a viewpoint in
opposition to the State's view of the flag.
15) See also Amicus Br. of Legal Affairs
Council 16-17 ("the justification for the statute clearly and plainly has
nothing to do with the content of speech. The obvious justification is to
prevent destruction or defacement of objects that the people of Texas have
decided should not be destroyed or defaced."); Amici Br. of Washington Legal
Foundation 3-4 ("the statute merely proscribes certain destructive and damaging
conduct, regardless of whether the desecrator intended thereby to convey
any message, political or otherwise").
16) A vivid example confirming Justice
Jackson's warning is reflected in the history of Germany's flag desecration
statutes. The rise of Naziism coincided with increasingly broad prohibitions
against desecration of state symbols. The Kaiser's flag desecration statute
provided:
Anyone who maliciously removes, destroys, injures or commits insulting mischief
on a public emblem of the authority of the Empire, or of a federal sovereign,
or an emblem of the majesty of a federal state, shall be punished by a fine
up to 600 Shillings, or by imprisonment with labour up to two years.
G. Drage, Criminal Code of the German Empire, § 135 (Novella of 1876) at
223 (1885). In 1932, the statute was amended to provide: Whoever publicly
profanes the Reich or one of the states incorporated into it, its constitution,
colors or flag or the German armed forces, or maliciously and with premeditation
exposes them to contempt, shall be punished by imprisonment. (December 19,
1932, RGB 1-I, 548) reproduced in United States War Dept. Pamphlet No. 31-122,
Statutory Criminal Law of Germany, § 134a, at 95 (August 1946).
In 1935, Adolf Hitler broadened the German statute as follows: Whoever publicly
profanes the German National Socialist Labor Party, its subdivisions, symbols,
standards and banners, its insignia or decorations or maliciously and with
premeditation exposes them to contempt shall be punished by imprisonment.
(June 28, 1935) reproduced in United States War Dept. Pamphlet No. 31-122,
supra, at 96.
17) Mr. Street was convicted for publicly
burning an American flag while proclaiming, "If they let that happen to
[civil rights activist James] Meredith, we don't need an American flag."
394 U.S. at 590.
18) Mr. Spence was convicted for displaying
a flag with a peace symbol attached to it, in opposition to the United States'
invasion of Cambodia. 418 U.S. at 406-08.
19) As the Court noted in FCC v. Pacifica
Foundation, 438 U.S. 726, 745 (1978): the fact that society may find speech
offensive is not a sufficient reason for suppressing it. Indeed, if it is
the speaker's opinion that gives offense, that consequence is a reason for
according it constitutional protection.
20) Accord, Coates v. Cincinnati, 402
U.S. 611, 615 (1971) ("mere public intolerance or animosity cannot be the
basis for abridgment of these constitutional freedoms"); Bachellar v. Maryland,
397 U.S. 564 (1970) (unanimously reversing conviction for demonstration
protesting Vietnam War where disorderly conduct statute permitted conviction
for "the doing or saying or both of that which offends, disturbs or tends
to incite a number of people gathered in the same area"); Cox v. Louisiana,
379 U.S. 536, 551 (1965) (holding facially unconstitutional "breach of peace"
statute that defined breach of peace as "to agitate, to arouse from a state
of repose, to molest, to interrupt, to hinder, to disquiet"); cf. Hustler
Magazine, Inc. v. Falwell, 108 S. Ct. 876, 882 (1988) ("an 'outrageousness'
standard . . . runs afoul of our longstanding refusal to allow damages to
be awarded because the speech in question may have an adverse emotional
impact on the audience").
21) Chief Justice Rehnquist and Justice
White expressed the same concern in Smith v. Goguen, 415 U.S. 566 (1974),
in which the majority invalidated a Massachusetts flag desecration statute
as impermissibly vague. Justice White concurred on the ground that the statute
made "the communicative aspect of the proscribed conduct . . . a crucial
element of the violation," and inflicted "punish[ment] for communicating
ideas about the flag unacceptable to the controlling majority in the legislature."
415 U.S. at 588 and n.3. Section 42.09(a)(3) goes even further, for it punishes
action if it communicates ideas unacceptable not just to the "controlling
majority," but to any onlooker or discoverer of the action.
Chief Justice Rehnquist, in dissent, agreed in principle with Justice White's
approach: the question remains whether the State has sought only to punish
those who impair the flag's physical integrity for the purpose of disparaging
it as a symbol, while permitting impairment of its physical integrity by
those who do not seek to disparage it as a symbol. If that were the case
. . . such a law would abridge the right of free expression." Id. at 597-98
(Rehnquist, J., dissenting) (emphasis added).
22) If the Court finds the statute
viewpoint-based, vague or overbroad, it need not address the State's interests
at all, for no compelling state interest justifies such statutes. See, e.g.,
Taxpayers for Vincent, 466 U.S. at 804; City of Houston v. Hill, 107 S.
Ct. 2502 (1987); Kolender v. Lawson, 461 U.S. 352 (1983).
23) See Section I supra. Professor
Nimmer's general critique of flag desecration statutes is particularly applicable
to § 42.09(a)(3), given its explicit reliance on communicative impact:
The Court in Street expressly held that 'respect for our national symbol'
is not an interest which may be protected against words that deprecate such
respect. If the only governmental interest at stake is the prohibition of
communications that deprecate respect for the flag, then it can make no
difference that the message of deprecation is expressed by symbolic acts
rather than words. In either event the governmental interest is not, in
the O'Brien phrase, an 'interest unrelated to the supression of free expression,'
and hence must succumb to the First Amendment.
Nimmer, The Meaning of Symbolic Speech Under the First Amendment, 21 U.C.L.A.
L. Rev. at 57 (original emphasis).
24) Because § 42.09(a)(3) is facially
directed not at preserving the flag's symbolic meaning but at "seriously
offend[ing]" onlookers, the statute is both underinclusive and overinclusive
with respect to this asserted state interest. The statute does not prohibit
all flag "mistreatment," no matter how much it might threaten the flag's
symbolic value, but only those acts that "will seriously offend" onlookers.
And conversely, the statute proscribes all acts of flag "mistreatment" that
"will seriously offend" onlookers, whether or not they threaten the flag's
symbolic value.
Texas's suggestion that the proscription of flag desecration is necessary
to ensure that the flag remains a usable symbol for all ideas, Pet. Br.
28-30, is both disingenuous and unsupported by the record. Texas's brief
makes absolutely clear that its interest is not in protecting all ideas,
but in protecting the specific idea that the flag is a "symbol of nationhood
and national unity." Pet. Br. 19, 20-24.
25)
Texas argues that the Texas Court of Criminal Appeals held it to too strict
a standard "[b]y requiring actual as opposed to potential violence before
a prosecution for desecration of the flag may be initiated." Pet. Br. 36.
This grossly misstates the Court of Criminal Appeals' analysis. The court
merely noted the absence of any breach of the peace in this case as evidence
disproving the claim that flag desecration will inherently cause a breach
of the peace. Pet. App. 13. Indeed, the fact that there have been many cases
of flag misuse and desecration without a breach of the peace conclusively
defeats a claim that the act will inevitably or "inherently" cause a breach
of peace. See, e.g., Spence, 418 U.S. at 409; Street, 394 U.S. at 592; Monroe
v. State Court of Fulton County, 739 F.2d at 575; Jones v. Wade, 479 F.2d
1176, 1180 (5th Cir. 1973).
The Court has consistently rejected bare claims that particular expressive
conduct is "inherently" likely to cause disruption, and has insisted on an
evidentiary showing that the fear is well founded. See Cohen v. California,
403 U.S. at 22 (rejecting as "plainly untenable" the claim that the word "Fuck"
could be proscribed on the theory that "its use is inherently likely to cause
violent reaction"); Tinker, 393 U.S. at 508.
26) See note 9 supra. In striking down
a Houston ordinance as unconstitutionally overbroad, this Court pointed to
Tex. Penal Code Ann. § 42.01, noting that it is "designed to track the
'fighting words' exception set forth in Chaplinsky v. New Hampshire." City
of Houston v. Hill, 107 S. Ct. at 2510 n.10. The writer begins this section
by giving an overview of the discussion to follow, and alluding to the two
topics that will be discussed in the subsections, "vague" and "overbroad."
27) Mr. Johnson maintains that because
of the inherent subjectiveness of the standard punishing only those actions
which will "seriously offend one or more persons likely to observe or discover
[the] action," the statute is vague on its face, i.e., "every application
[ ] create[s] an impermissible risk of suppression of ideas." New York State
Club Assn. v. City of New York, 108 S. Ct. 2225, 2233 (1988). If Mr. Johnson
is correct on his facial claim, the statute is by definition vague as applied
to him as well. Here the writer sets out a test ("rule") for vagueness.
28) The fact that the only persons who were actually "seriously
offended" were state agents underscores the extent to which this statute operates
to promote the State's viewpoint.
29) The statute is not saved by the fact that it includes
a requirement that the individual "know" his conduct "will seriously offend"
others. The Court rejected precisely that argument in Goguen, noting that
restricting the scope of the statute to "intentional contempt" for the flag
"does not clarify what conduct constitutes contempt, whether intentional or
inadvertent." 415 U.S. at 580. Similarly, this statute does not, and indeed
cannot, clarify what conduct "will seriously offend" others. The writer reinforces
his analysis with more reference to precedent. Barnette is one of the leading
cases.
30) The "seriously offend" clause is so vague that burning
the flag ceremoniously in order to dispose of it might even violate it, if
a Jehovah's Witness or a vigorous opponent of U.S. policies were likely to
observe or discover the act. A Jehovah's Witness might be seriously offended
by such quasi-religious treatment accorded to a secular object. Critics of
U.S. policies might also be "seriously offended" by ceremonious destruction
of the flag, just as many people would be "seriously offended" by dignified
treatment accorded a swastika, the national symbol of Nazi Germany. At various
times in this country's history, Native Americans, Blacks, women denied the
right to vote, religious persons forced to salute the flag, filmmakers blacklisted
as Communists, citizens of Japanese ancestry detained during World War II,
and others victimized by the United States government might well have considered
any respectful treatment of the flag "seriously offen[sive]."
31) Even the term "national flag" is
vague, for it does not indicate which nation's flags are covered, nor which
representations of flags are covered. See, e.g., Smith v. Goguen, 415 U.S.
at 758-79 and n.24.
32) Texas's suggestion that the "seriously
offend" clause is severable and that this matter should be remanded to the
Texas Court of Criminal Appeals to consider a "saving construction" is frivolous.
As this Court held unanimously in Bachellar v. Maryland, 397 U.S. at 570,
even when the unconstitutional portion of a statute is severable, if the verdict
does not specify its limitation to the non-problematic section, the conviction
must be reversed.
33) The statute's vagueness greatly exacerbates
its overbreadth, Hoffman Estates v. Flipside, Hoffman Estates, Inc., 455 U.S.
at 494 n.6, but Mr. Johnson contends that even if the Court finds the statutory
terms clear they are overbroad
34) Texas does assert, in its summary
of argument, that "an act of flagburning does not constitute 'speech' entitled
to First Amendment protection because the conduct involved is essential neither
to the exposition of any idea nor to the peaceful expression of an opinion."
Pet. Br. at 9. But it never pursues this line of argument, nor suggests where
it finds support in First Amendment precedent or principle. Neither the wearing
of armbands in Tinker v. Des Moines Ind. Comm. School District, 393 U.S. 503,
nor the affixing of a peace sign to a flag in Spence v. Washington, 418 U.S.
405, nor the display of a flag in Stromberg v. California, 283 U.S. 359 (1931),
were found to be "essential" to express the idea or opinion they expressed,
yet all were deemed protected symbolic speech. To suggest that the State may
proscribe all forms of expression not deemed "essential to the exposition
of any idea" is contrary to the entire history of the First Amendment. It
is "the usual rule that governmental bodies may not prescribe the form or
content of individual expression." Cohen v. California, 403 U.S. at 24 (emphasis
added).
35) See Ely, Flag Desecration, 88 Harv.
L. Rev. at 1494-96; L. Tribe, American Constitutional Law 827 (2d ed. 1988);
Henkin, The Supreme Court, 1967 Term -- Foreword: On Drawing Lines, 82 Harv.
L. Rev. 63, 79-80 (1968); Nimmer, The Meaning of Symbolic Speech Under the
First Amendment, 21 U.C.L.A. L. Rev. at 33 ("Any attempt to disentangle 'speech'
from conduct which is itself communicative will not withstand analysis. The
speech element in symbolic speech is entitled to no lesser (and also no greater)
degree of protection than that accorded to so-called pure speech.").
36) See also M. Talocci, Guide to the
Flags of the World 7-8 (rev. ed. 1977) ("the more the symbolism of flags and
the way they are put to use are studied, the clearer it becomes that they
are in fact a system of communication . . . a flag is a statement made in
nonverbal terms which -- if read properly -- can tell us a great deal about
the bearer.")
37) The important symbolism of flag misuse
and burning is demonstrated by the flag cases themselves. Mr. Spense hung
his flag to protest the invasion of Cambodia and the killing of students at
Kent State, Mr. Street burned the flag in response to the shooting of civil
rights worker James Meredith, and Ms. Monroe did so to express opposition
to the United States' support of the Shah of Iran.
38) This possibility is underscored by
the fact that in its deliberations the jury specifically requested to review
"testimony regarding the defendant's use of the megaphone." (R.I-53).
39) If the Court reverses, it should
remand to the Texas Court of Criminal Appeals for determination of Mr. Johnson's
remaining challenges to the conviction.
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