Course Information

Course Number

542

Credits

2

Area of Study & Practice

  • Financial Institutions
  • Taxation and Estate Planning

JD Graduation Requirements

This course typically satisfies all or some of the following JD graduation requirements:
  • Writing

Financial Services: Mutual Funds and Asset Management

The financial services industry is now widely viewed as including a number of discrete categories, such as asset management, consumer finance, investment banking, hedge funds/private equity/merchant banking/venture capital, and insurance underwriting and agency. This seminar will concentrate on the asset management industry segment of financial services. Specifically, the first two-thirds of the seminar will be devoted to reviewing and discussing the robust regulatory scheme for mutual funds and investment advisers; the remaining time will be used to address the investment management aspects of the federal bank regulatory system, and to review the treatment of common problems for financial institutions that manage assets under multiple regulatory formats.


Please note that course organization and content may vary substantially from semester to semester and descriptions are not necessarily professor specific. Please contact the instructor directly if you have particular course-related questions.

Sections/Instructors

Marty Lybecker
Financial Services: Mutual Funds and Asset Management 542.01
Fall 2014
E-mail ListSakai Site

Marty Lybecker
Financial Services: Mutual Funds and Asset Management 542.01
Fall 2013
E-mail ListSakai Site

Marty Lybecker
Financial Services: Mutual Funds and Asset Management 542.01
Fall 2012
Sakai Site

Marty Lybecker
Financial Services: Mutual Funds and Asset Management 542.01
Fall 2011
E-mail List
*Note roughly 1/2 the classes will be taught via video conference.

Marty Lybecker
Financial Services: Mutual Funds and Asset Management 542.01
Fall 2009
E-mail ListBlackboard Site

Marty Lybecker
Financial Services: Mutual Funds and Asset Management 542.01
Fall 2008
E-mail ListBlackboard Site

Marty Lybecker
Financial Services: Mutual Funds and Asset Management 542.01
Fall 2007
E-mail ListBlackboard Site
Download: Course Information

Marty Lybecker
Financial Services: Mutual Funds and Asset Management 542.01
Fall 2006

Marty Lybecker
Financial Services: Mutual Funds and Asset Management 542.01
Fall 2005
Download: Course Information

Marty Lybecker
Financial Services: Mutual Funds and Asset Management 542.01
Fall 2004

Marty Lybecker
Financial Services: Mutual Funds and Asset Management 542.01
Fall 2003

Marty Lybecker
Financial Services: Mutual Funds and Asset Management 542.01
Fall 2002