Forthcoming

• Strengthening Financial Reporting: An Essay on Expanding the Auditor's Opinion Letter, 81 George Washington Law Review (forthcoming 2013)

Books

• Corporation Law (American Bar Association, 2012) (with Thomas Lee Hazen)
• Business Organizations Law (West, 3rd ed. 2011) (with Thomas Lee Hazen)
• The Law of Corporations (West/Thomson Reuters, 3rd ed. 2010) (with Thomas Lee Hazen)
• Securities Regulation: Cases and Materials (Aspen Law & Business 5th ed. 2006, 6th ed. 2009) (with Robert W. Hillman & Donald C. Langevoort)
• Securities Regulation: Cases and Materials (1st ed. 1991, 2d ed. 1997, 3d ed. 2001, 4th ed. 2004) (with Robert W. Hillman and Donald Langevoort).
• Cox & Hazen on Corporations : Including Unincorporated Forms of Doing Business (Aspen Publishers, 2d ed. 2003) (with Thomas Lee Hazen).
• Corporations (1997) (Abr. ed., with Thomas L. Hazen & F. Hodge O'Neal).
• Corporations (1995) (with Thomas L. Hazen & F. Hodge O'Neal).
• Corporations Quick Review (1995).
• Sum and Substance of Corporations (4th ed. 1984).
• Essential Principles of Corporations (1982).
• Financial Information, Accounting and the Law (1980).

Supplements

• 2007 Case Supplement to Securities Regulation: Cases and Materials (5th ed. 2006)
• 2007 Supplement to Cox & Hazen on Corporations (2d ed. 2003) (with Thomas Lee Hazen)
  
  
• 2004 Supplementto Cox and Hazen on Corporations (2d ed. 2003).
• 2003 Supplement to Securities Regulations: Cases And Materials(3d ed. 2001).
• 2002 Supplementto Corporations (1995).
• 2002 Supplementto Securities Regulations Cases and Materials (3d ed. 2001).
• 1999 Supplement to Securities Regulations Cases and Materials(with Robert W. Hillman & Donald C. Langevoort).
• 1996 Supplement to Corporations(with Thomas L. Hazen & F. Hodge O'Neal).

Issues Edited

• Access to Justice: Investor Suits in the Era of the Roberts Court, 75 Law & Contemporary Problems (No. 1, 2012)
• The Model Business Corporation Act at Sixty, 74 Law & Contemporary Problems (Winter 2011) (Special editor with Herbert S. Wander)

Articles and Essays

• Foreword: Access to Justice, 75 Law & Contemporary Problems i-iv (No. 1, 2012)
• Stepping Back: US Congress Deregulates Its Securities Law, 86 Australian Law Journal 370-374 (2012)
• The Emperor Has No Clothes: Confronting the D.C. Circuit's Usurpation of SEC Rulemaking Authority, 90 Texas Law Review 1811-1847 (2012) (with Benjamin J.C. Baucom)
• Foreword: The Model Business Corporation Act at Sixty, 74 Law & Contemporary Problems i-vi (Winter 2011) (with Herbert S. Wander)
• Securities Class Actions as Public Law, 160 University of Pennsylvania Law Review PENNumbra 73-85 (2011) (in response to William W. Bratton & Michael L. Wachter, The Political Economy of Fraud on the Market, 160 University of Pennsylvania Law Review 69-168 (2011))
• The Paradoxes of Dodd-Frank, 85 Australian Law Journal 210-213 (2011)
• How Delaware Law Can Support Better Corporate Governance, in Perspectives on Corporate Governance 335-350 (F. Scott Kieff & Troy A. Paredes eds., 2010)
• Lying and Getting Caught: An Empirical Study of the Effect of Securities Class Action Settlements on Targeted Firms, 158 University of Pennsylvania Law Review 1877-1914 (2010) (with Randall S. Thomas & Lynn Bai)
• Mapping the American Shareholder Litigation Experience: A Survey of Empirical Studies of the Enforcement of the U.S. Securities Law, 6 European Company & Financial Law Review 164-203 (2009) (with Randall S. Thomas)
• The Market Reaction to Legal Shocks and Their Antidotes: Lessons From The Sovereign Debt Market, 39 Journal of Legal Studies 289-324 (January 2010) (with Michael Bradley & Mitu Gulati)
• Coping in a Global Marketplace: Survival Strategies for a 75-Year-Old SEC, 95 Virginia Law Review 941-987 (2009)
• Do Differences in Pleading Standards Cause Forum Shopping in Securities Class Actions?: Doctrinal and Empirical Analyses, 2009 Wisconsin Law Review 421-453 (2009) (with Randall S. Thomas & Lynn Bai)
• Reinventing the SEC by Staring Into Its Past, 78 University of Cincinnati Law Review 459-469 (2009)
• Financial Regulation in a Global Market Place: Report of the Duke Global Capital Markets Roundtable, 18 Duke Journal of Comparative & International Law 239-252 (2008)
• There Are Plaintiffs and ... There Are Plaintiffs: An Empirical Analysis of Securities Class Action Settlements, 61 Vanderbilt Law Review 355-386 (2008) (with Randall S. Thomas & Lynn Bai)
• In Appreciation: Katharine T. Bartlett, 56 Duke Law Journal i-xii (2007) (with others)
• New Wind Blows Across US Securities Regulatory Landscape, 81 Australian Law Journal 297-301 (May 2007)
• SOX Gets a Bad Rap, 4 Executive Counsel 42 (March-April 2007)
• Does the Plaintiff Matter?: An Empirical Analysis of Lead Plaintiffs in Securities Class Actions, 106 Columbia Law Review 1587-1640 (2006) (with Randall S. Thomas)
• Fair Pay for Chief Executive Officers: Maximizing Firm Value by Minimizing Income Disparity, in Law and Class in America: Trends Since the End of the Cold War 99-119 (Trina Jones & Paul D. Carrington eds., 2006)
• The Oligopolistic Gatekeeper: The U.S. Accounting Profession, in After Enron: Improving Corporate Law and Modernising Securities Regulation in Europe and the U.S. 295-342 (Hart Pub., 2006)
• The Role Of Empirical Evidence In Evaluating The Wisdom Of The Sarbanes-Oxley Act, 40 University of San Francisco Law Review 823-844 (2006)
• Letting Billions Slip Through Your Fingers: Empirical Evidence and Legal Implications of the Failure of Financial Institutions To Participate in Securities Class Action Settlements, 58 Stanford Law Review 411-454 (2005) (with Randall S. Thomas)
• Mutual Fund Expense Disclosures: A Behavioral Perspective, 83 Washington University Law Quarterly 907-938 (2005) (with John W. Payne)
• Public and Private Enforcement of the Securities Laws: Have Things Changed Since Enron?, 80 Notre Dame Law Review 893-907 (2005) (with Randall S. Thomas)
• Reforming the Regulation of Public Offerings of Securities in the United States, 79 Australian Law Journal 413-416 (2005)
• SEC Enforcement Heuristics: An Empirical Inquiry, 53 Duke Law Journal 737-780 (2004) (with Randall Thomas & Dana Kiku).
• Managing and Monitoring Conflicts of Interest: Empowering the Outside Directors With Independent Counsel, 48 Villanova Law Review 1077-1095 (2003).
• Reforming the Culture of Financial Reporting: The PCAOB and the Metrics for Accounting Measurements, 81 Washington University Law Quarterly 301-27 (2003).
• The Expanding Scope of the Director's Fiduciary Duty of Loyalty in the U.S. (University of Southern Denmark, 2003).
• United States Securities Laws Enter New Terrain: Corporate Governance and Attorney Responsibilities after Sarbanes-Oxley. 77 Australian Law Journal 293-298 (2003)
• Corporate Governance in the United States: The Evolving Role of the Independent Board, in Corporate Governance: An Asia-Pacific Critique 379-408 (2002).
• Leaving Money on the Table: Do Institutional Investors Fail to File Claims in Securities Class Actions?, 80 Washington University Law Quarterly 855 (2002) (with Randall Thomas).
• The Paradoxical Corporate and Securities Law Implications of Counsel Serving on the Client's Board, 80 Washington University Law Quarterly 541-67 (2002).
• United States Introduces Fair Disclosure and Insider Trading Reforms, 75 Austrl. L.J. 286 (2001).
• Brands vs. Generics: Self-Regulation by Competitors, 2000 Colum. Bus. L. Rev. 15.
• Premises for Reforming the Regulation of Securities Offerings: An Essay, 63 Law & Contemp. Probs. 11-44 (Summer, 2000)
• Summary of Roundtable Discussions Regarding The Future Content of the U.S. Securities Laws, 63 Law & Contemp. Probs. 3 (Summer 2000) (with Greene).
• Regulatory Duopoly for U.S. Securities Markets, 99 Colum. L. Rev. 1200 (1999).
• The Social Meaning of Shareholder Suits, 65 Brook. L. Rev. 3 (1999).
• Choice of Law Rules for International Securities Transactions?, 66 U. Cinn. L. Rev. 1179 (1998).
• Globalization's Challenges to the United States Securities Laws, 7 Canterbury L. Rev. 5 (1998)
• Making Securities Fraud Class Actions Virtuous, 39 Ariz. L. Rev. 497 (1997), reprinted in 30 Sec. L. Rev. 323 (1998).
• United States v. O'Hagan: Completing the Insider Trading Mosaic, 72 Austln. L.J. 412 (1998).
• Addressing Fraudulent Practices Within the Framework of the United States Securities Laws, in Essays on Insider Trading and Securities Regulation (C. Rickett & R. Grantham eds.) (1997).
• Equal Treatment for Shareholders: An Essay, 19 Cardozo L. Rev. 615 (1997).
• Just Desserts for Accountants and Attorneys After Bank of Denver, 38 Ariz. L. Rev. 519 (1996), reprinted in 29 Sec. L. Rev. 427 (1997).
• Piercing the Corporate Veil in Limited Liability Companies, 4 Ltd. Liab. Co. J. 24 (1997) (with B. Woods).
• Private Litigation and the Deterrence of Corporate Misconduct, Law & Contemp. Probs., Autumn 1997, at 1.
• The Fundamentals of an Electronic-Based Federal Securities Act, 75 Wash. U. L.Q. 857 (1997)..
• An Economic and American Perspective on Insider Trading Regulation in Australia and New Zealand, in Securities Regulation in Australia & New Zealand (Walker & Fisse eds., 1995).
• Regulatory Competition in Securities Markets: An Approach for Reconciling Japanese and United States Disclosure Philosophies, 16 Hastings Int'l & Comp. L. Rev. 149 (1993).
• The ALI, Insitutionalization and Disclosure: The Quest for the Outside Director's Spine, 61 Geo. Wash. L. Rev. 1233 (1993).
• Foreword (Symposium on International Regulatory Competition and the Securities Laws), Law & Contemp. Probs., Autumn 1992, at 1.
• Rethinking U.S. Securities Laws in the Shadow of International Regulatory Competition, Law & Contemp. Probs., Autumn 1992 at 157.
• The Monitoring Duties of Directors Under the EC Directives: A View from the United States Experience, 2 Duke J. Comp. & Int'l L. 29 (1992) (with Nils J. Clausen).
• Challenging the Jurisdictional Assumptions Underlying the Broad Application of the Registration Requirements of America's Securities Act, in International Securities Regulation 33 (N. Clausen ed., 1991).
• An Economic Perspective of Insider Trading Regulation and Enforcement in New Zealand, 4 Canterbury Law Review 268 (1990).
• An Outsider's Perspective of Insider Trading Regulation in Australia, 12 Sydney L. Rev. 455 (1990).
• O. Obermaier and R. Morvillo, White Collar Crime: Business and Regulatory Offenses Trial, Dec. 1990, at 50.
• Changing Perceptions into Reality: Fiduciary Standards to Match the American Directors' Monitoring Function, 1 Bond L. Rev. 218-232 (1989).
• Choices: Paving the Road Toward a "Definition" of Insider Trading, 39 Ala. L. Rev. 381 (1988).
• Heroes in the Law: Alford v. Shaw, 66 N.C. L. Rev. 565 (1988).
• Insider Trading: Regulation of Activity is "In Trouble", Trial, Sept. 1988, at 22.
• The Criminalization of Insider Trading, Duke L. Mag, Summer 1988, at 4.
• Insider Trading and Contracting: "A Critical Response to the Chicago School", 1986 Duke L.J. 628.
• Insider Trading Regulation and the Production of Information: Theory and Evidence, 64 Wash. U. L.Q. 475 (1986).
• Bias in the Boardroom: Psychological Foundations and Legal Implications of Corporate Cohesion, Law & Contemp. Probs., Summer 1985, at 83 (with H. Munsinger).
• Compensation, Deterrence, and the Market as Boundaries for Derivative Suit Procedures, 52 Geo. Wash. L. Rev. 745 (1984).
• Swenson v. Thibaut: Framework for Protecting the Corporate Interest, Notes Bearing Interest, Jan. 1984, at 6 (N.C. Bar Ass'n, Comm. Banking & Bus. L. Newsletter).
• The Business Judgment Rule in the Context of Termination of Derivative Suits by Independent Committees, 61 N.C.L. Rev. 541 (1983) (with Schwartz).
• Searching for the Corporation's Voice in Derivative Suit Litigation: A Critique of Zapata and the ALI Project, 1982 Duke L.J. 959.
• Convertible Debentures and Corporate Freezeouts, 3 Corp. L. Rev. 342 (1980).
• Minority Plebiscites in Merger Freezeouts, 2 Corp. L. Rev. 142 (1979).
• Disclosure of Information Unrelated to Decision-Making, 1 Corp. L. Rev. 148 (1978).
• Synergy and the Payment of Premiums in Corporate Acquisitions, 1 Corp. L. Rev. 48 (1978).
• The Emerging Definition of "Irreparable Harm" Under the Williams Act, 1 Corp. L. Rev. 339 (1978).
• Ernst & Ernst v. Hochfelder: A Critique and an Evaluation of Its Impact upon the Scheme of the Federal Securities Law, 28 Hastings L.J. 569 (1977).
• Fraud is in the Eyes of the Beholder: Rule 10b-5's Application to Acts of Corporate Mismanagement, 47 N.Y.U. L. Rev. 674 (1972), excerpted in Henn, Cases & Materials 488 (1975); reprinted in 1973 Corp. Counsel's Ann. 195; 15 Corp. Prac. Commentator 262 (1973); 1973 Sec. L. Rev. 636.