Background Materials
- Interim Report of the Committee on Capital Markets Regulation
- Bloomberg-Schumer Report on Sustaining New York's and the US' Global Financial Services Leadership
- Report and Recommendations of the Chamber of Commerce Commission on the Regulation of U.S. Capital Markets in the 21st Century
- Goldman Sachs Report: Is Wall Street Doomed? (pdf)
- Institute of International Finance Proposal for a Strategic Dialogue on Effective Regulation (pdf)
- A Blueprint for Cross-Border Access to U.S. Investors: A New International Framework by Ethiopis Tafara and Robert J. Peterson and responses by various commentators including Edward F. Greene
- Trading Foreign Shares Speech by Erik R. Sirri
- Remarks Before the SIFMA Compliance and Legal Conference by Commissioner Annette L. Nazareth
- Remarks Before the SIFMA Compliance and Legal Conference "You Say You Want a Revolutions" by Richard G. Ketchum (pdf)
- Memorandum by U.S. Department of Justice Deputy Attorney General Paul J. McNulty regarding Principles of Federal Prosecution of Business Organizations (pdf)
- Resolving Regulatory Conflicts Between the Capital Markets of the United States and Europe by Edward F. Greene (pdf)
- Upcoming Article by Edward F. Greene for the SEC Historical Society Eighth Annual Meeting: "Beyond Borders (Part II): A New Approach to the Regulation of Global Securities Offerings"
